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SQF Certification for Dairy & Ice Cream Processors

Dairy and ice cream plants get SQF certified to the SQF Food Safety Code: Food Manufacturing under Food Sector Category 10, Dairy Food Processing. It covers milk and cream, butter, cheese, yogurt, sour cream, cottage cheese, dried milk and ice cream. Kiwa ASI is an SQFI-licensed, ISO/IEC 17065-accredited certification body for that code. We certify first-time sites and take on transfers from other certification bodies.

  • SQF FSC 10: Dairy
  • Ice Cream & Frozen Desserts
  • SQFI-Licensed CB
  • Transfers Welcome

Last updated October 1, 2026

Get a Dairy SQF Audit Quote

Tell us your products and current certification body (if any). An SQF specialist will check whether we can audit your scope and, if so, confirm pricing.

What Is SQF Certification for Dairy and Ice Cream?

SQF (Safe Quality Food) certification is a GFSI-recognized food safety program run by the Safe Quality Food Institute (SQFI), a division of FMI. For dairy and ice cream processors, it means an independent audit of your HACCP-based food safety system and your Good Manufacturing Practices against the SQF Food Safety Code: Food Manufacturing. SQF isn't required by law, but many retailers, foodservice companies and brand owners require GFSI certification from their dairy and frozen dessert suppliers.

SQF works alongside your regulatory program and doesn't replace it. Grade "A" plants still follow the Pasteurized Milk Ordinance (PMO), and every dairy plant must meet FDA food law. For the full program, see our main SQF certification page.

Edition 9 now, Edition 10 no earlier than 2027.

SQF audits currently use Edition 9. SQFI published Edition 10 in early 2026. Edition 10 audits will start no earlier than January 2, 2027, depending on GFSI benchmarking, and GFSI opened its public consultation on Edition 10 on September 29, 2026. Dairy stays in FSC 10 under Edition 10, and environmental monitoring becomes a Core Clause. Milk substitutes such as soymilk move to FSC 14. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes.

  • One Code for the Whole Dairy Plant

    Fluid milk, cultured products, cheese, butter, dried milk and ice cream all fall under FSC 10 and the Food Manufacturing code.

  • Built for Ready-to-Eat Risk

    The code requires a risk-based environmental monitoring program, validated critical limits such as pasteurization, and positive release where testing applies.

  • Works With the PMO and FSMA

    Your food safety plan must meet both Codex HACCP and the regulations that apply to you, such as the PMO and 21 CFR Part 117.

  • Fewer Customer Audits

    One annual, GFSI-recognized SQF audit often replaces several second-party audits from individual buyers.

Which SQF Code Applies to Dairy and Ice Cream?

Most dairy and ice cream plants use the SQF Food Safety Code: Food Manufacturing, under Food Sector Category (FSC) 10, Dairy Food Processing. SQFI's FSC 10 covers milk collection and "all value-adding operations", including pasteurizing, freezing, ultra-filtration, evaporation, fermentation, culturing and spray drying, but not UHT, which is FSC 15. Find your operation below.

Which SQF code covers your dairy operation?
Your operationSQF Food Sector CategorySQF code and GMP module
Fluid milk, cream, half-and-half, flavored milkFSC 10: Dairy Food ProcessingFood Manufacturing · Module 11
Yogurt, sour cream, cottage cheese and other cultured productsFSC 10: Dairy Food ProcessingFood Manufacturing · Module 11
Cheese (all forms), butterFSC 10: Dairy Food ProcessingFood Manufacturing · Module 11
Ice cream, frozen custard, frozen noveltiesFSC 10: Dairy Food Processing (SQFI lists ice cream here, not with water ice)Food Manufacturing · Module 11
Dried milk, evaporated and condensed milk, ultra-filtered milkFSC 10: Dairy Food ProcessingFood Manufacturing · Module 11
Infant formulaFSC 10: Dairy Food ProcessingFood Manufacturing · Module 11
UHT and aseptic milk or dairy drinksFSC 15: Canning, UHT and Aseptic OperationsFood Manufacturing · Module 11
Soymilk and other milk substitutesFSC 10 under Edition 9 (same technology); FSC 14 under Edition 10Food Manufacturing · Module 11
Dairy farm (raw milk production)FSC 1: Production, Capture and Harvesting of Livestock and Game AnimalsPrimary Animal Production · Module 5
Cold storage and distribution of dairy productsFSC 26: Storage and DistributionStorage and Distribution · Module 12

Not sure where you fit? SQFI doesn't name some products, such as plant-based frozen desserts, whey protein or lactose. For those, your certification body confirms the FSC when it sets your audit scope. A site with more than one activity, such as a creamery with its own cold storage, can be certified to more than one code. Source: SQFI Food Sector Categories.

Other GFSI-recognized programs: SQF isn't the only option, and each customer decides which programs it accepts. For dairy and ice cream processing (GFSI scope CI, processing of perishable animal products), GFSI recognizes BRCGS Food Safety, FSSC 22000, IFS Food and SQF, among others, listed here A to Z. SQF is more common in the U.S. BRCGS Food Safety, FSSC 22000 (Version 6) and IFS Food certificates are issued by Kiwa group certification bodies, not by Kiwa ASI; ask us, and we'll check auditor coverage for your products before quoting. Each program's own scope rules decide whether your products are covered. See GFSI certification for how the programs compare.

Who Needs SQF Dairy Certification?

Any dairy or frozen dessert business whose customers ask for GFSI-recognized certification. Sites that use the SQF Food Manufacturing code under FSC 10 include:

  • Fluid Milk Processors

    Milk, cream, flavored milk

    Grade "A" bottling plants supplying retail, school and foodservice accounts.

  • Cheese Makers

    Natural and processed cheese

    Fresh, soft, semi-soft and hard cheese plants, including cutting and shredding operations.

  • Cultured Dairy Plants

    Fermented products

    Yogurt, sour cream, cottage cheese, kefir and cultured dips.

  • Ice Cream Manufacturers

    Ice cream and frozen custard

    Bulk, pint, novelty and soft-serve mix producers, including those adding inclusions and variegates.

  • Butter and Dried Dairy

    Butter, milk powders

    Butter churning, condensing, evaporating and spray drying.

  • Co-Packers and Private Label

    Contract dairy manufacturing

    Contract manufacturers that need one certificate to cover several brand owners.

  • Sites Changing Their CB

    Certification body transfers

    SQF-certified dairy sites that want a different certification body at their next recertification.

  • First-Time SQF Sites

    New to SQF

    Plants moving from customer audits or HACCP-only programs to a GFSI-recognized scheme.

Which Dairy Hazards Does an SQF Audit Focus On?

For dairy and ice cream, auditors focus most on what happens after pasteurization. Most finished products are ready to eat, so Listeria in the processing environment is the hazard that has led to the industry's largest recalls and enforcement cases. The table maps each common hazard to the Edition 9 clause that covers it and the evidence auditors typically look for.

Dairy and ice cream hazards an SQF auditor will focus on (Edition 9)
HazardWhere it shows upSQF requirementWhat the auditor will ask to see
Listeria monocytogenes after the kill stepFillers, freezers, extruders, inclusion feeders, drains, condensation, cheese brining and cutting2.4.8 Environmental Monitoring; 11.7.1 High-Risk Processes; 11.2.5 Cleaning and SanitationRisk-based swab schedule (organisms, sites, frequency), results tracked and trended, corrective actions on positives, segregation of post-pasteurization areas
Under-pasteurizationVat, HTST and HHST systems; ice cream mix and cheese milk2.4.3 Food Safety Plan (critical limits validated, 2.4.3.11); 2.5.1 Validation and EffectivenessValidated time and temperature critical limits, recording charts, flow diversion and equipment checks, calibration records, CCP deviation records
Raw-to-pasteurized cross-contaminationShared lines, valves, CIP circuits, rework11.7 Separation of Functions; 2.4.6 Product Rework; 11.2.5 Cleaning and SanitationPhysical separation, CIP verification records, rework procedures that keep raw and pasteurized product apart
Undeclared allergensIce cream inclusions and variegates (peanut, tree nuts, wheat, egg, soy), flavor changeovers, rework2.8.1 Allergen Management; 2.6.1 Product IdentificationAllergen risk analysis, validated changeover cleaning, label and packaging checks at line start, allergen-matched rework
Foreign materialInclusions (nut shell, fruit pits), filler parts, metal11.7.3 Control of Foreign Matter Contamination; 11.7.4 Detection of Foreign ObjectsSupplier specifications, metal detection or X-ray checks and reject records, glass and brittle plastic register
Raw milk and ingredient hazardsRaw milk receiving, dairy powders, cultures, stabilizers2.3.4 Approved Supplier Program; 2.4.4 Product Sampling, Inspection and AnalysisApproved supplier list, raw milk receiving checks, certificates of analysis, ISO/IEC 17025-accredited labs for external testing (2.4.4.2)
Temperature abuseCold rooms, hardening tunnels, freezers, outbound trucks11.6.2 Cold Storage, Freezing and Chilling of FoodsTemperature monitoring and alarm records, defrost and condensation control, loading checks
Water, ice and airProduct-contact water, CIP rinse, culinary steam, compressed air11.5 Water, Ice and Air SupplyWater and ice microbiological testing (risk-based, at least annually), backflow testing, compressed air checks

Why it matters: FDA linked a 2022 Listeria outbreak to ice cream (28 illnesses, 27 hospitalizations and 1 death, FDA). Blue Bell's 2020 criminal penalty of $17.25 million was the largest ever after a food safety conviction (U.S. DOJ). FDA also reports that milk is the most common cause of undeclared-allergen recalls. Build your monitoring program with our environmental monitoring training.

How Does SQF Fit With U.S. Dairy Regulations?

SQF certification is voluntary, but it sits on top of rules that aren't. Your SQF system has to show that you comply with the PMO (for Grade "A" products), FDA's preventive controls rule and labeling law. SQF auditors check that the system manages compliance. They don't inspect on behalf of a regulator.

How SQF fits with U.S. dairy and ice cream rules
RequirementWhat it coversMandatory?How it relates to SQF
Grade "A" Pasteurized Milk Ordinance (PMO), 2025 RevisionGrade "A" milk and milk products: fluid milk, cream, yogurt, sour cream, cottage cheese, Grade "A" dry milk and whey. It doesn't cover ice cream, butter, cheese (other than cottage cheese) or infant formula.Yes, through state regulatory agencies under the NCIMS program (states adopt each revision on their own schedule)SQF doesn't replace it. Clause 2.4.1 requires you to comply with food law, and 2.4.3.17 requires your food safety plan to meet both Codex HACCP and any required regulatory method
21 CFR Part 117: CGMP and Preventive Controls for Human FoodAll FDA-registered dairy facilities. For Grade "A" products, PMO Appendix T makes the PMO plus plant procedures your Part 117 food safety plan, prepared or overseen by a PCQI. Cheese, butter and ice cream fall under Part 117 directly.Yes (FDA)SQF's HACCP-based food safety plan (2.4.3) and verification (2.5) overlap heavily, but you still need a Part 117 food safety plan and a PCQI
21 CFR 1240.61: mandatory pasteurizationMilk and milk products, including ice cream, in final package form in interstate commerce. Some aged cheeses are exempt.Yes (FDA)Pasteurization is normally a critical control point in your SQF food safety plan, with validated critical limits (2.4.3.11)
21 CFR 135.110: ice cream standard of identityAt least 10% milkfat and 10% nonfat milk solids, 4.5 lb per gallon and 1.6 lb of total solids per gallon. Frozen custard needs 1.4% egg yolk solids.Yes, for any product labeled "ice cream" (FDA)Checked through specifications, formulation and label control (2.3 Specifications, Formulations, Realization and Supplier Approval)
FSMA 204 Food Traceability RuleFresh soft, soft ripened and semi-soft cheeses (and non-hard cheeses from unpasteurized milk). Ice cream, fluid milk, yogurt, butter and hard cheeses aren't on the Food Traceability List.Yes for listed foods; FDA won't enforce before July 20, 2028SQF 2.6 traceability and recall testing gives you a base, but the rule adds its own key data elements and records you must give FDA within 24 hours of a request
Food allergen labeling (FALCPA and the FASTER Act)Milk is a major food allergen; sesame became the 9th major allergen on January 1, 2023.Yes (FDA)2.8.1 Allergen Management covers allergen controls, label checks and allergen rework

Ice cream mix pasteurization: the PMO's base times are 145°F for 30 minutes (vat) and 161°F for 15 seconds (HTST), plus 5°F for products with 10% or more fat, 18% or more total solids, or added sweeteners. Ice cream isn't a Grade "A" product, so confirm the pasteurization requirements in your state's frozen dessert rules. Need a PCQI? See PCQI training. Sources: 21 CFR 135.110, FDA Food Traceability List.

What Does an SQF Dairy Audit Cover?

A dairy SQF audit covers the Module 2 System Elements and Module 11, GMP for Processing of Food Products. The auditor reviews documents and records, interviews staff, runs a traceability exercise and walks the plant while production is running, often from raw milk receiving to the freezer. Part of the audit can be remote, but at least half must be on-site. Unannounced audits are always fully on-site. Under SQF rules, the auditor must be registered with SQFI for your Food Sector Category. If not, a technical expert can assist a registered auditor, but only if your site accepts and SQFI approves it for that audit. Before we quote, Kiwa ASI checks whether it can meet that rule for each food sector category in your scope, and tells you if it can't.

Key Audit Areas for Dairy (Edition 9)

Audit areaDairy focus
2.1 Management CommitmentFood safety culture, primary and substitute SQF Practitioners, management review, complaint handling
2.3 Specifications and Supplier ApprovalRaw milk, cultures, powders, inclusions and packaging specifications; approved suppliers; co-manufacturers
2.4 Food Safety SystemFood law (PMO, Part 117), HACCP plan and pasteurization CCP, sampling and testing, rework, positive release, environmental monitoring
2.5 SQF System VerificationValidation of critical limits, verification activities, corrective action, internal audits
2.6 Traceability and Crisis ManagementLot coding from raw milk silo to finished pallet, mock recalls, crisis planning
2.7 Food Defense and Food FraudRaw milk and ingredient vulnerability (e.g., milk powder adulteration), site access
2.8 Allergen ManagementInclusion and flavor changeovers, label verification, allergen rework
11.2 Site OperationEquipment design, calibration, cleaning and sanitation (CIP and COP), pest prevention, maintenance
11.5–11.6 Water, Air, StorageWater and ice testing, compressed air, cold storage, freezing and hardening
11.7 Separation of FunctionsHigh-risk (post-pasteurization) area segregation, foreign matter control and detection

Scoring and Ratings (Edition 9)

Every audit starts at 100 points. Each minor non-conformance deducts 1 point, each major 5 and a critical 50.

RatingScoreOutcome
E – Excellent96–100Certified; recertification every 12 months
G – Good86–95Certified; recertification every 12 months
C – Complies70–85Certified; 6-month surveillance audit
F – Fails to Comply0–69Not certified (initial audit); suspended (surveillance or recertification audit)

Edition 10 (no earlier than 2027): SQFI labels some clauses Core Clauses, such as environmental monitoring (2.4.8) in the Food Manufacturing code. A minor finding against a Core Clause deducts 2 points and a major 7; other findings stay at 1 and 5. Ratings become Certified (80–100) or Certified with Surveillance (70–79). A score below 70 fails an initial audit. At a surveillance or recertification audit, a score below 70 suspends the site at once; SQFI calls this rating "Certified with Unannounced Surveillance": the certificate is issued only after a successful site visit, and a six-month unannounced surveillance audit follows. Corrective actions get 40 days.

Non-Conformance Categories

  • Minor−1 point

    An infrequent lapse that doesn't compromise safety, such as a missed sign-off on a cleaning record.

  • Major−5 points

    A system failure or serious deviation that shows a safety risk, such as an environmental monitoring program that doesn't cover post-pasteurization areas.

  • Critical−50 points

    A breakdown of control at a critical control point (CCP), prerequisite program or other process step that is likely to cause a significant public health risk and/or product contamination, or systemic falsification of food safety records. Fails an initial audit and suspends an existing certificate.

Corrective actions: close out every minor and major non-conformance, with a root cause analysis, within 30 calendar days of the audit (40 days under Edition 10). Your certification body can allow more time, such as for structural repairs or equipment lead times, when there's no immediate threat to product safety and you put temporary controls in place. At least one recertification audit every three years is unannounced.

New to SQF or Switching Certification Bodies?

New sites build an SQF system, register with SQFI and book an initial certification audit. Certified sites can move their SQF certificate to another SQFI-licensed certification body without starting over: under Edition 9 Part A (15.3) of the Food Manufacturing code, you can change after one certification cycle (the annual period between certification audits), once all non-conformances are closed, as long as the certificate isn't suspended or under threat of suspension or withdrawal. Here's how the two paths compare.

New to SQF vs. switching your SQF certification body to Kiwa ASI
TopicNew to SQFSwitching to Kiwa ASI
Starting pointBuild a HACCP-based SQF system, prerequisite programs and recordsKeep your current SQF system, certificate and Practitioners
When you can startAny time; allow time to build the system plus the 90 days of records SQFI recommends before the auditUnder Edition 9, after one certification cycle (the annual period between certification audits), with all non-conformances closed and the certificate not suspended or under threat of suspension
SQFI registrationRegister the site in the SQFI assessment database and pay the annual fee ($650 for one manufacturing code, capped at $800 for two or more codes)Your site is already registered. Your certification number and recertification date move with you
What Kiwa ASI reviews firstProducts, FSC, number of HACCP plans, shifts and production calendarCurrent certificate, last recertification and any surveillance reports, open non-conformances, complaints and where you are in the certification cycle
Your auditOne initial certification audit (at least two days, at least half on-site)Your next audit falls in your existing window, 30 days either side of the anniversary
Unannounced auditsUnder Edition 9, the first three-year cycle starts at your initial certification audit; under Edition 10, at your first recertification auditYour unannounced audit schedule doesn't change when you change certification bodies
Surveillance auditsOnly if you score C (70–85)If a surveillance audit is due, change after it is done (or with SQFI Compliance approval)
Your existing certificateNot applicableStays valid until its expected expiration date while your next recertification audit is completed in your normal window

Edition 10 changes the timing. Once Edition 10 applies, the one-cycle wait goes away: a site can switch once its certificate is issued and before its next audit window opens, as long as all non-conformances are closed, no surveillance audit is pending, and the certificate isn't suspended or under threat of suspension or withdrawal. The new certification body must also confirm the date of your last unannounced audit. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, so ask about our Edition 10 status before you plan an Edition 10 transfer. Ready to switch? Request a transfer quote and include your current certificate and last audit report.

SQF Codes and Audit Checklists for Dairy

Free SQF Edition 9 code PDFs and Excel audit checklists. Dairy and ice cream plants use the Food Manufacturing code. Dairy farms and dairy cold storage sites use the Primary Animal Production and Storage and Distribution codes. Edition 10 codes are in the SQFI library of codes.

How Much Does SQF Dairy Certification Cost?

First-year SQF cost for a dairy plant can range from about $6,000 for a small, well-prepared site to $25,000 or more for a larger plant that needs outside help and facility upgrades. These are estimates only; your audit fee depends on the audit duration your certification body calculates. Multi-line plants, several HACCP plans and multiple shifts all add audit time. Budget across five areas:

  • $4,500 – $9,000+

    Certification Audit Fee

    Paid to your certification body. Driven by site size, number of HACCP plans and product lines, shifts and travel.

  • $650 – $800 / year

    SQFI Site Registration

    Paid to SQFI each year: $650 for one manufacturing code, capped at $800 for two or more codes.

  • $700 – $2,500+

    Training

    HACCP training from any qualifying provider for any SQF Practitioner not yet trained, plus other food safety courses for the team as needed.

  • Varies

    Consulting (Optional)

    Some sites hire an SQF consultant for gap assessments or documentation support. Consulting isn't required for certification.

  • Varies

    Facility Improvements

    Hygienic zoning, drains, condensation control, equipment or sanitation upgrades the audit may call for.

When you switch certification bodies, you keep your SQF system, SQFI site registration, certification number and recertification date, so there's nothing new to register with SQFI; your annual SQFI fee and audit fee still apply. Request a quote for audit pricing for your plant.

How Do Dairy Plants Get SQF Certified?

A first-time dairy or ice cream plant goes through ten steps. Timing depends on how much of your system already exists; SQFI recommends at least 90 days of records before the certification audit. Sites already SQF certified can skip to step 6 and transfer at their next recertification.

  1. Step 1: Confirm Your FSC and Code

    Most dairy and ice cream plants are FSC 10 under the Food Manufacturing code; UHT and aseptic lines are FSC 15. Download the code and checklist.

  2. Step 2: Register With SQFI

    Register the site in the SQFI assessment database and pay the annual fee. You must be registered before your initial certification audit starts, and stay registered to keep your certificate valid.

  3. Step 3: Appoint SQF Practitioners

    Name a primary and a substitute Practitioner, both employed by the site, HACCP-trained and competent to maintain your food safety plans.

  4. Step 4: Build the Food Safety System

    Write your HACCP plan (pasteurization CCP, validated critical limits), environmental monitoring, allergen, supplier, traceability and sanitation programs.

  5. Step 5: Implement and Keep Records

    Run the system and build records. SQFI recommends at least 90 days of records before the certification audit.

  6. Step 6: Choose Your Certification Body

    Choose an SQFI-licensed, accredited certification body. Kiwa ASI first checks whether it can audit your food sector categories, then confirms your audit scope, quotes, and plans announced audits for when your main processes are operating.

  7. Step 7: Internal Audit and Mock Recall

    Audit every element, run a traceability exercise from raw milk to finished goods, and hold a management review.

  8. Step 8: Complete the Certification Audit

    One audit of documents, records and the plant while it is running: at least two days, with at least half of the time on-site.

  9. Step 9: Close Out Corrective Actions

    Fix each non-conformance with a root cause analysis within 30 days (40 days under Edition 10).

  10. Step 10: Certify and Recertify Every 12 Months

    Your certificate is listed in the SQFI database. Recertify within 30 days either side of the anniversary, with an unannounced audit at least once every three years.

Optional Training From ASI Training and Consulting

Live virtual courses from ASI Training and Consulting, LLC, which operates separately from the certification body, taught by experienced food safety trainers. Taking a course is optional and has no effect on your audit outcome. Start with HACCP for your SQF Practitioners, then add environmental monitoring and allergen control, two programs at the center of dairy food safety.

HACCP Training

HACCP Certification Training

Develop, implement and maintain a HACCP plan based on Codex Alimentarius principles. This general course is accredited by the International HACCP Alliance.

16 contact hours · 4 half-days · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$695 per seat
SQF Edition 10

Edition 10 SQF Conversion Course

Half-day workshop for current SQF Practitioners: what changed from Edition 9 and a 30-day implementation roadmap.

4 contact hours · Half day · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$325 per seat

Why Choose Kiwa ASI for Dairy SQF Certification?

An SQFI-licensed certification body, ANAB-accredited for the Edition 9 Food Manufacturing code, with transfers handled under SQF rules and announced audits planned for when your main processes are running.

  • Accredited

    Accredited for Specific SQF Edition 9 Codes

    ASI Food Safety, LLC is licensed by SQFI and accredited by ANAB to ISO/IEC 17065 for the SQF Food Safety Code: Food Manufacturing (Edition 9), the code that covers dairy and ice cream plants. ANAB lists codes, not food sector categories, so before we quote we check whether we can meet SQF's auditor registration rule for your categories.

  • Switching

    Certification Body Transfers

    Under SQF rules, your certification number, recertification date and unannounced audit schedule carry over. We complete SQFI's required transfer review up front: your current certificate, your food sector category and scope, your last audit reports and open non-conformances, complaints, and where you are in the certification cycle.

  • Scheduling

    Audits While You're Running

    Announced audits are planned with you so the auditor sees pasteurization, filling and freezing running. Kiwa ASI sets unannounced audit dates, without notice, within your 60-day recertification window (30 days either side of the anniversary). Send any blackout dates, with reasons, at least one month before that window (2.1.1.8; at least 90 days before the audit window under Edition 10).

  • Impartiality

    Training Kept Separate

    Training comes from ASI Training and Consulting, LLC, independently of the certification body. It's optional and has no effect on your audit outcome.

  • Partnership

    Global Kiwa Network

    Part of Kiwa, an international testing, inspection and certification group. Kiwa ASI audits and issues SQF certificates; it doesn't test dairy products.

Frequently Asked Questions About SQF for Dairy and Ice Cream

Does SQF certification cover dairy and ice cream?

Yes. Dairy and ice cream plants are certified under SQF Food Sector Category 10, Dairy Food Processing, using the SQF Food Safety Code: Food Manufacturing and Module 11 (GMP for Processing of Food Products). SQFI lists milk and cream, butter, cottage cheese, sour cream, all forms of cheese, yogurt, ice cream and dried milk under FSC 10.

Is ice cream a dairy category or a frozen beverage category in SQF?

Ice cream is in FSC 10, Dairy Food Processing. FSC 16 (Ice, Drink and Beverage Processing) covers water ice and beverages, not ice cream. Ice cream plants use the same Food Manufacturing code as other dairy plants.

Which SQF category covers UHT and aseptic dairy products?

UHT and aseptic dairy products fall under FSC 15, Canning, UHT and Aseptic Operations, not FSC 10. FSC 10 covers pasteurized dairy. Both use the SQF Food Safety Code: Food Manufacturing, so a plant with both pasteurized and UHT lines can be audited to one code across both categories.

Do dairy farms need a different SQF code?

Yes. Dairy farms are FSC 1 and use the SQF Food Safety Code: Primary Animal Production (Module 5, Good Production Practices for farming of animal products). Processing plants that receive the milk use the Food Manufacturing code.

Where do plant-based milks and frozen desserts fit?

Under Edition 9, FSC 10 includes milk substitutes such as soymilk and tofu where the technology is essentially the same as dairy. Edition 10 moves milk substitutes to FSC 14, which now covers plant-based foods. SQFI doesn't name plant-based frozen desserts, so your certification body confirms the category when it sets your audit scope.

Does SQF replace the Pasteurized Milk Ordinance (PMO)?

No. The PMO is a regulatory program enforced by state agencies for Grade "A" products. SQF is voluntary. The SQF code requires you to comply with the food law that applies to you, and your food safety plan must meet both Codex HACCP and any regulatory method you're required to follow. An SQF audit isn't a PMO rating or inspection.

Does an SQF audit replace FDA preventive controls (21 CFR 117)?

No. Your SQF HACCP plan and FDA's food safety plan overlap, but Part 117 is a legal requirement with its own rules, including a Preventive Controls Qualified Individual (PCQI). For Grade "A" products, PMO Appendix T makes the PMO plus plant-specific procedures your Part 117 food safety plan. Cheese, butter and ice cream fall under Part 117 directly.

Does SQF require an environmental monitoring program for dairy?

Yes. Edition 9 clause 2.4.8 requires a risk-based environmental monitoring program for all food manufacturing processes and surrounding areas, with set organisms, sites and frequency, and results that are tracked and trended. Under Edition 10, 2.4.8 becomes a Core Clause, so findings there cost more points.

How does an SQF auditor check pasteurization?

Pasteurization is normally a critical control point in your HACCP-based food safety plan. The auditor checks that critical limits are validated (2.4.3.11), that time and temperature are monitored and recorded, that deviations and corrective actions are documented, and that equipment is calibrated. A breakdown of control at a CCP can be a critical non-conformance.

Is cheese on the FSMA 204 Food Traceability List?

Some cheeses are. The list includes fresh soft, soft unripened, soft ripened and semi-soft cheeses, and cheeses other than hard cheeses made from unpasteurized milk. Hard cheeses such as cheddar and parmesan, IMS-listed Grade "A" cottage cheese, ice cream, fluid milk, yogurt and butter aren't on it. FDA won't enforce the rule before July 20, 2028. See FSMA 204 training.

What do we need to send to transfer our SQF certificate?

Send your current SQF certificate, your last recertification audit report (and any surveillance report), the status of any open non-conformances, and your products and Food Sector Categories. Kiwa ASI checks that the certificate is current and your FSC is in scope, reviews complaints and audit history, and confirms where you are in the certification cycle before quoting.

When does SQF Edition 10 apply to dairy plants?

Edition 10 audits will begin no earlier than January 2, 2027, depending on GFSI benchmarking. Until Edition 10 is GFSI-recognized, Edition 9 is the only GFSI-recognized SQF program. Dairy stays in FSC 10, environmental monitoring becomes a Core Clause, and corrective actions get 40 days instead of 30.

Which GFSI-recognized programs cover dairy and ice cream plants?

Several, listed here A to Z. For dairy and ice cream processing (GFSI scope CI, processing of perishable animal products), GFSI recognizes BRCGS Food Safety, FSSC 22000, IFS Food and SQF, among others. Each customer decides which programs it accepts, and SQF is more common in the U.S. BRCGS Food Safety, FSSC 22000 (Version 6) and IFS Food certificates are issued by Kiwa group certification bodies, not by Kiwa ASI; ask us, and we'll check auditor coverage for your products before quoting. Each program's own scope rules decide whether your products are covered.

Is Kiwa ASI accredited to certify dairy and ice cream plants?

Yes, for the SQF Food Safety Code: Food Manufacturing, Edition 9. ASI Food Safety, LLC (Kiwa ASI) is licensed by SQFI and accredited by ANAB (accreditation ID 1222) to ISO/IEC 17065 for that code. SQFI places FSC 10 (and FSC 15 for UHT and aseptic lines) under that code, and ANAB's listing names codes, not food sector categories. SQF rules require an auditor registered with SQFI for your food sector category, or a registered auditor assisted by an SQFI-approved technical expert. Before we quote, we check whether we can meet that rule for your categories, and we'll tell you if we can't.

How often is a dairy plant audited under SQF?

Every 12 months. Recertification audits fall within 30 days either side of the anniversary of the last day of your initial certification audit. Sites rated C – Complies (70–85) under Edition 9 also get a surveillance audit at six months, and at least one recertification audit every three years is unannounced and fully on-site.

Can we switch our SQF certification body to Kiwa ASI?

Yes, if we can meet SQF's auditor registration rule for your food sector categories, which we check before we quote. Under Edition 9, you can change to another SQFI-licensed certification body after one certification cycle (the annual period between certification audits), once all non-conformances are closed, as long as the certificate isn't suspended or under threat of suspension or withdrawal. If a surveillance audit is due, change after it. Your certification number, recertification date and unannounced audit schedule carry over, and your current certificate stays valid until it expires. Once Edition 10 applies (no earlier than January 2, 2027), you can switch after your certificate is issued and before your next audit window opens. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, so ask us about Edition 10 status before you plan an Edition 10 transfer. Send your current certificate and your last recertification and surveillance audit reports.

How long does it take to get a dairy plant SQF certified?

Plan on at least four to five months from the day your system starts producing records, and longer if you're building it from scratch. SQFI recommends at least 90 days of records before the certification audit, the audit takes at least two days, non-conformances must be closed within 30 days, and SQF gives the certification body up to 45 days after the audit to make its certification decision. The biggest variables are whether a HACCP plan and environmental monitoring program already exist.

How much does SQF certification cost for a dairy plant?

First-year cost can range from about $6,000 for a small, well-prepared site to $25,000 or more for a larger plant that needs outside help and upgrades. These are estimates only; your audit fee depends on the audit duration your certification body calculates. The first-year total includes the audit fee (roughly $4,500–$9,000+), SQFI registration ($650 for one manufacturing code, capped at $800 for two or more codes), training, any outside help and any facility upgrades.

What score do you need to pass an SQF audit?

70 out of 100 under Edition 9, with no non-conformances left outstanding. Every audit starts at 100 points; each minor non-conformance deducts 1 point, each major 5 and each critical 50. A score of 70–85 (C – Complies) adds a six-month surveillance audit, and a score below 70 or any critical non-conformance fails an initial audit.

Does Kiwa ASI test our dairy products?

No. Kiwa ASI audits and issues SQF certificates; it doesn't provide laboratory testing. SQF requires external testing to be done by laboratories accredited to ISO/IEC 17025 or an equivalent standard (2.4.4.2). The auditor reviews your results, such as pasteurization records, environmental swab results and water and ice tests, as part of the audit.

Ready to certify or switch your dairy SQF audit?

Tell us your products, lines and current certification body. We'll check whether we can audit your food sector categories, then confirm your scope, quote your audit and plan announced audits for when your main processes are running.

Accreditation & Trust

ASI Food Safety, LLC is licensed by SQFI and accredited by ANAB to ISO/IEC 17065 for specific SQF Edition 9.0 codes, including Food Manufacturing. Training is offered by ASI Training and Consulting, LLC, a separate company from our accredited certification body, ASI Food Safety, LLC, to safeguard against conflicts of interest, and has no effect on certification decisions.