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SQF and FSSC 22000 Certification for Beverages & Bottled Water

Safe Quality Food (SQF) and FSSC 22000 are food safety certification programs recognized by the Global Food Safety Initiative (GFSI), and each buyer decides which programs it accepts. Kiwa ASI (ASI Food Safety, LLC) is licensed by the Safe Quality Food Institute (SQFI) and accredited by the ANSI National Accreditation Board (ANAB) to ISO/IEC 17065 for the SQF Edition 9 Food Manufacturing code, which covers beverages, bottled water and packaged ice. For SQF, we audit first-time sites and accept transfers once we've confirmed we can cover your food sector categories. For FSSC 22000, Kiwa ASI delivers certification as part of the Kiwa group, and certificates are issued by a Kiwa group certification body licensed by Foundation FSSC.

  • SQF Food Manufacturing Code (Ed. 9)
  • FSSC 22000 Through the Kiwa Group
  • SQFI-Licensed Certification Body
  • SQF Transfers Welcome

Last updated October 5, 2026

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What Are SQF and FSSC 22000 Certifications for Beverage Plants?

SQF and FSSC 22000 are food safety certification programs recognized by the Global Food Safety Initiative (GFSI). A certificate, issued after an independent audit, shows that a licensed certification body found your plant's food safety system met the program's requirements when it was audited. SQF is run by the Safe Quality Food Institute (SQFI), a division of FMI – The Food Industry Association, and pairs HACCP (Hazard Analysis and Critical Control Point) food safety plans with a good manufacturing practices module. FSSC 22000 is owned by Foundation FSSC and combines the ISO 22000 food safety management system standard, prerequisite programs (PRPs) for your sector and the FSSC 22000 additional requirements. Neither is required by law, but brand owners, retailers and foodservice companies may ask their suppliers for GFSI-recognized certification.

For a beverage, bottled water or packaged ice plant, both programs cover water quality, cleaning, foreign matter such as glass, validated heat treatments, allergens, labeling, food defense and food fraud. They differ in how the audit works, how findings are scored and who issues the certificate. Both sit on top of U.S. Food and Drug Administration (FDA) rules, including the bottled water rules in 21 CFR Parts 129 and 165, and don't replace them. For each program in full, see our SQF certification and FSSC 22000 certification pages.

SQF Edition 9 and FSSC 22000 Version 6 are audited today.

SQF audits currently use Edition 9. SQFI published Edition 10 in early 2026, and Edition 10 audits will start no earlier than January 2, 2027, depending on GFSI benchmarking. FSSC 22000 audits use Version 6 until April 30, 2027; Foundation FSSC published Version 7 on May 1, 2026, and sites upgrade at their regular audit between May 1, 2027 and April 30, 2028. GFSI lists both new versions as undergoing benchmarking. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, and no Edition 10 code.

  • The Main Beverage Categories

    SQF puts soft drinks, waters, ice, liquid tea and coffee, energy drinks and alcoholic beverages in FSC 16; FSSC 22000 puts drinking water and shelf-stable beverages in category CIV. In SQF, juices and dairy drinks fall outside FSC 16; in FSSC 22000, fresh juices and chilled dairy drinks fall outside CIV.

  • Water Is an Ingredient

    SQF requires potable water from a known clean source, treatment that is monitored, and microbiological analysis at least once a year (11.5); FSSC 22000 covers water supply through its prerequisite programs.

  • Validated Kill Steps

    Pasteurization, hot fill, aseptic processing and other kill steps must be validated: SQF clause 2.5.1 (Mandatory) and ISO 22000 clause 8.5.3 in FSSC 22000.

  • Fewer Customer Audits

    Where your buyers accept GFSI-recognized certification, an SQF or FSSC 22000 certificate can reduce the number of separate customer audits you host.

Which Is Right for Your Beverage Plant: SQF vs. FSSC 22000?

Both programs are GFSI-recognized and cover the same plant-floor hazards, but each customer decides which programs, editions and scopes it accepts, so ask your customers before you choose. The table compares how the two work for a beverage plant, using the versions audited today.

SQF vs. FSSC 22000 for a beverage plant (versions audited today)
TopicSQF (Edition 9)FSSC 22000 (Version 6)
What it's built onThe SQF Food Safety Code: Food Manufacturing: System Elements (Module 2) plus good manufacturing practices (Module 11), with HACCP-based food safety plansISO 22000:2018, the prerequisite program standard ISO/TS 22002-1 and the FSSC 22000 additional requirements
Program ownerSafe Quality Food Institute (SQFI), a division of FMI – The Food Industry AssociationFoundation FSSC, a non-profit foundation in the Netherlands
Category for bottled water and shelf-stable drinksFSC 16: Ice, Drink, and Beverage Processing (GFSI scope CIV)CIV: Processing of ambient stable products, which names drinking water and beverages
Who certifies you through KiwaKiwa ASI (ASI Food Safety, LLC), licensed by SQFI and accredited by ANAB to ISO/IEC 17065 for specific SQF Edition 9 codes, including Food ManufacturingA Kiwa group certification body licensed by Foundation FSSC and accredited to ISO/IEC 17021-1 and ISO 22003-1
Auditor qualificationAuditor registered with SQFI for your food sector category, or a registered auditor assisted by an SQFI-approved technical expertAuditor qualified for your food chain category; for broad categories such as CIV, the certification body splits qualifications further by product and technology
Certificate and audit cycleRecertification audit every 12 months, plus a six-month surveillance audit if you score 70–85Three-year certificate, with a surveillance audit every calendar year and recertification before expiry
Unannounced auditsAt least one recertification audit every three yearsAt least one surveillance audit in each three-year cycle
ScoringStarts at 100 points, with ratings from E – Excellent to F – Fails to ComplyNo grades or scores
Fixing findingsClose minor and major non-conformances within 30 days (40 under Edition 10); a critical fails an initial audit and suspends an existing certificateMinor: corrective action plan approved within 28 days. Major: closed within 28 days. Critical: at a certified site, the certificate is suspended within 3 working days, for up to six months
Minimum audit lengthTwo days for a certification or recertification audit, at least half on-siteAt least 2 days for a full audit (1.5 days for some very small sites)
Program feesAnnual SQFI site registration: $650 for the Food Manufacturing code, capped at $800 for two or more codesFoundation FSSC charges certification bodies €330 per audit report in 2026; ask whether your audit quote includes it
Next versionEdition 10 audits start no earlier than January 2, 2027Version 7 upgrade at your regular audit between May 1, 2027 and April 30, 2028

Choosing between them: FSSC 22000 is a management system scheme built on ISO 22000, which shares its structure with ISO 9001 and ISO 14001, so it fits alongside other ISO management systems. SQF scores each audit and offers an optional SQF Quality Code. A plant can hold both certificates if different customers ask for different programs; each has its own audits. Sources: SQF Food Safety Code: Food Manufacturing, Edition 9; FSSC 22000 Scheme Version 6; our FSSC 22000 certification page.

Which SQF and FSSC 22000 Category Covers Your Beverage?

Your certification scope follows your products, not the word beverage. Every SQF category in this table except FSC 27 (food packaging) and FSC 31 (dietary supplements) uses the SQF Food Safety Code: Food Manufacturing (Module 11). In FSSC 22000, beverages fall under food manufacturing (category C), and the subcategory depends partly on whether the product is perishable or stored and sold at ambient temperature. Find what you make below.

Which SQF and FSSC 22000 category covers what you make?
What you makeSQF Food Sector Category (Edition 9)FSSC 22000 category (Version 6)
Bottled water: spring, mineral, purified, artesian, well and sparkling bottled waterFSC 16: Ice, Drink, and Beverage Processing, which lists carbonated and non-carbonated waters and mineral waterCIV: Processing of ambient stable products, which names drinking water
Carbonated soft drinks, flavored and functional watersFSC 16CIV (beverages)
Ready-to-drink tea and coffee, including cold brewFSC 16, which lists liquid tea and coffee; a low-acid coffee drink that's retorted or ultra-high-temperature (UHT) treated may instead be FSC 15: Canning, UHT, and Aseptic OperationsCIV for shelf-stable drinks
Energy and sports drinksFSC 16, which lists energy drinks; a liquid product sold as a dietary supplement is FSC 31: Dietary Supplements Manufacturing, under the SQF Food Safety Code: Dietary Supplements ManufacturingCIV for shelf-stable drinks
Kombucha and other fermented drinks under 0.5% alcohol by volumeFSC 16, whose description includes fermentationCIV for shelf-stable drinks
Fruit and vegetable juices, fresh or pasteurizedFSC 14: Fruit, Vegetable, and Nut Processing, and Fruit JuicesCII: Processing of perishable plant-based products, which names fresh juices; CIV for shelf-stable juices
UHT-treated juiceFSC 15: Canning, UHT, and Aseptic OperationsCIV
Plant-based milks, such as soy, oat and almond drinksFSC 10: Dairy Food Processing, which includes milk substitutes such as soymilk; under Edition 10, plant-based beverages move to FSC 14CII, which names plant-based dairy substitutes; CIV for shelf-stable drinks
Dairy drinks, such as flavored milk and drinkable yogurtFSC 10: Dairy Food Processing; UHT milk products are FSC 15CI: Processing of perishable animal products (dairy); CIV for shelf-stable drinks
Packaged iceFSC 16, which lists iceCII, which names frozen water-based products such as ice
Dried tea and coffee and dry drink mixes (see food safety for coffee roasters)FSC 19: Food Ingredient Manufacturing, which applies to dried tea and coffee products (Edition 10 adds drink mixes); FSC 16 doesn't apply to dry beverage ingredientsCIV
Beer, wine, spirits and other alcoholic beverages (see SQF for breweries)FSC 16, which lists wine, beer and other alcoholic beveragesCIV
Bottles and closures made for sale to other companiesFSC 27: Manufacture of Food Packaging (SQF Food Safety Code: Manufacture of Food Packaging)I: Production of packaging material in contact with food

How categories are confirmed: your certification body confirms your categories when it sets your scope, and a plant that makes products in more than one category lists each one. The programs don't always agree: SQF puts packaged ice in FSC 16, while FSSC 22000 puts frozen water-based products such as ice in CII. For refrigerated drinks, the certification body confirms the FSSC 22000 category. Under FSSC 22000 Version 7, beverages, including alcoholic beverages, are grouped as subcategory CIV-6. If you blow-mold bottles on site for your own filling lines, ask your certification body how they're scoped; FSSC 22000 says packaging category I may include packaging produced on-site for use in processing. This table shows how the programs classify products, not which categories Kiwa ASI audits. Sources: SQFI Food Sector Categories, FSSC 22000 scheme documents.

Which SQF and FSSC 22000 Requirements Cover Beverage Hazards?

Auditors in both programs check how your food safety system controls the hazards that come with water, bottles and fill lines. The table maps nine of them to the SQF Edition 9 clause and the FSSC 22000 Version 6 requirement that covers each, with examples of evidence auditors may ask to see. SQF clauses marked Mandatory can't be exempted from an SQF audit. FSSC 22000 references are to ISO 22000:2018 and the FSSC 22000 additional requirements (section 2.5 of the scheme); the prerequisite program standard, ISO/TS 22002-1, also applies.

Beverage hazards SQF and FSSC 22000 auditors focus on
Hazard and where it shows upSQF (Edition 9)FSSC 22000 (Version 6)Examples of evidence auditors may ask to see
Contaminated source or process water: wells, springs, municipal supply changes, storage tanks, backflow11.5.1 Water Supply (potable water from a known clean source, contingency plans, backflow testing at least once a year where possible); 11.5.3 Water Quality (microbiological analysis, risk-based and at least once a year)Water supply prerequisite programs (ISO 22000 clause 8.2 and ISO/TS 22002-1); 2.5.1 competent laboratories for testingSource records, water test results, backflow test records, contingency plan
Water treatment that fails or leaves residues: filtration, reverse osmosis, ultraviolet (UV) light, ozonation11.5.2 Water Treatment (designed and operated for effective treatment; treated water monitored against specified indicators; treatment chemical residues within acceptable limits)ISO 22000 clause 8.5.2 hazard analysis and 8.5.4 hazard control plan, with monitoring of control measuresTreatment monitoring logs, maintenance and filter change records, residue checks
Microbial contamination after treatment or heat processing: fillers, cappers, conveyors, filling rooms2.4.8 Environmental Monitoring (risk-based program, sampling schedule, trending); 11.2.5 Cleaning and Sanitation (validated cleaning, including clean-in-place, or CIP, parameters defined, monitored and recorded)2.5.7 Environmental monitoring (pathogens, spoilage and indicator organisms, with trend analysis); cleaning prerequisite programsEnvironmental monitoring results and trends, CIP records, pre-operational inspections
Glass and foreign matter: glass bottles, breakage at fillers and cappers, hard plastic, metal, worn gaskets11.7.3 Control of Foreign Matter Contamination (glass kept out of processing and contact zones except product packaging, instrument dial covers and required MIG thermometers, all listed in a glass inventory, 11.7.3.2; breakage area isolated, cleaned, inspected and cleared before restart, 11.7.3.5); 11.7.4 Detection of Foreign Objects2.5.11 Hazard control (risk assessment for foreign body detection equipment; procedures for managing breakages)Glass inventory and breakage records, inspection records, detection equipment checks
Heat and fill steps that don't work: pasteurization, hot fill, tunnel pasteurizers, aseptic and UHT processing2.4.3 Food Safety Plan, Mandatory; 2.5.1 Validation and Effectiveness, MandatoryISO 22000 clause 8.5.3 validation of control measures and 8.5.4 hazard control planProcess validation or scheduled process records, critical limit monitoring, deviation records
Allergens on shared lines: milk, soy and tree nuts in coffee drinks, protein drinks and plant-based milks2.8.1 Allergen Management, Mandatory (changeover cleaning and its validation, 2.8.1.4–2.8.1.6; label accuracy, 2.8.1.9)2.5.6 Management of allergens (risk assessment, validated controls, verification testing where products with different allergen profiles share a production area)Allergen risk analysis, changeover cleaning validation, label checks
Packaging, gases and ingredients: preforms, bottles, caps, carbon dioxide (CO2), syrups, concentrates and flavors2.3.2 Specifications (food-contact packaging meets regulatory requirements, 2.3.2.6); 2.3.4 Approved Supplier Program, Mandatory; 11.5.5 Air and Other Gases (CO2 that contacts food is clean, with analysis at least once a year)2.5.1 Management of services and purchased materials (specification review, emergency purchasing); ISO 22000 clause 7.1.6Specifications, supplier approvals, certificates of conformance for packaging and CO2, receiving checks
Wrong label or claim: juice percentage, caffeine, allergens, or the water's identity, such as spring or mineral water2.3.2.7 labels accurate, legal and approved; 2.6.1 Product Identification, Mandatory (start-up and changeover checks with label reconciliation)2.5.2 Product labeling (labels meet the law in the country of sale; claims validated); 2.5.9 line start-up and change-overLabel approval records, changeover checks, evidence behind label claims
Food fraud and food defense: diluted or substituted juice, mislabeled products, open tanks and syrup rooms2.7.2 Food Fraud, Mandatory; 2.7.1 Food Defense Plan, Mandatory2.5.4 Food fraud mitigation; 2.5.3 Food defenseVulnerability and threat assessments, mitigation plans, site access controls

Why it matters: each case below is summarized from public records: FDA outbreak and enforcement records, a U.S. Department of Justice press release, reports from the Centers for Disease Control and Prevention (CDC), and company recall announcements that FDA posted. The cases don't indicate whether any company named held SQF, FSSC 22000 or other certification, and no certification can rule out a recall or outbreak.

  • In 2021, FDA, CDC and the Southern Nevada Health District investigated acute non-viral hepatitis illnesses associated with Real Water brand alkaline water (last illness onset November 29, 2020). FDA counted 21 probable and 4 suspect illnesses, 21 probable and 2 suspect hospitalizations and 1 death; laboratory analyses didn't identify the contaminant (FDA). The government alleged the product was municipal tap water processed with various chemicals in violation of current good manufacturing practices, and in 2021 the companies agreed to a consent decree of permanent injunction (Department of Justice).
  • In 2015, Niagara Bottling voluntarily recalled spring water bottled at two Pennsylvania plants and sold under its own and other companies' brands, including store brands. FDA's enforcement record gives the reason as "Source Spring Water was analyzed and found positive for E. coli and total coliform" and lists the recall as Class III, the least serious of FDA's three recall classes (FDA enforcement record).
  • In 2019, Keurig Dr Pepper announced a voluntary withdrawal of all unflavored Peñafiel mineral spring water imported from Mexico, after tests by an independent laboratory "detected arsenic at levels that exceeded the FDA's bottled water standards for mineral water of 10 ppb" (company announcement posted by FDA).
  • In July 2022, Lyons Magnus voluntarily recalled 53 nutritional and beverage products, "packed in various formats under many different brand names," due to the potential for microbial contamination, including Cronobacter sakazakii. The company said a preliminary root cause analysis showed the products "did not meet commercial sterility specifications" and that no illnesses or complaints had been reported (company announcement posted by FDA). In August 2022, it expanded the recall to more brands and code dates and added Clostridium botulinum as a potential contaminant (company announcement posted by FDA). FDA inspected its aseptic plant in Beloit, Wisconsin in response to the July 2022 recall, and its January 2023 warning letter cited serious violations of the low-acid canned food rules, 21 CFR 108.35 and Part 113 (FDA warning letter).
  • In 1996, an E. coli O157:H7 outbreak linked to Odwalla brand unpasteurized apple juice (CDC) caused illness in 66 people and one death, as CDC later reported (CDC).

How Does SQF or FSSC 22000 Certification Apply to Bottled Water Plants?

Bottled water is a food under FDA's rules. A bottled water plant follows FDA's food current good manufacturing practices (CGMPs) and, unless an exemption applies, its preventive controls requirements (21 CFR Part 117), plus the bottled water rules in Part 129. The water must also meet the standard of identity and quality in 21 CFR 165.110. Under the Federal Food, Drug, and Cosmetic Act, FDA's limit for a contaminant in bottled water must be no less stringent than the Environmental Protection Agency's (EPA) limit for public drinking water. SQF clause 2.4.1 requires your products to comply with the food law where they're made and sold, and FSSC 22000 requires your food safety system to identify the legal requirements that apply to your products. An audit checks a sample of evidence against the program: it isn't an FDA inspection or a legal compliance determination, certification isn't FDA approval, and meeting an SQF clause or FSSC 22000 requirement doesn't by itself show that you meet the related FDA rule.

FDA bottled water rules and where they show up in SQF and FSSC 22000 audits
RuleWhat it requiresWhere it shows up in SQF and FSSC 22000
Approved source (21 CFR 129.3(a) and 129.35(a))Product water and operations water come from an approved source: one that has been inspected, sampled, analyzed and found to be of a safe and sanitary quality under the laws and regulations of the state and local agencies with jurisdiction. Current certificates or notifications of approval from those agencies, kept at the plant, constitute approval.SQF 11.5.1.1 (potable water from a known clean source, with the source identified); FSSC 22000 water supply prerequisite programs
Source water testing (129.35(a)(3) and (4))Each source is tested at least once a year for chemical contaminants and once every four years for radiological contaminants. A source other than a public water system is also tested for total coliform at least once a week, with follow-up testing for E. coli if coliforms are found; source water with E. coli isn't of a safe, sanitary quality until the cause is corrected and five samples from the same site, collected over 24 hours, test negative. Plants using a public water system may instead use the system's test results, or certificates of full compliance with EPA's drinking water rules for chemical contaminants; other plants may test less often under a documented state-issued waiver.SQF 11.5.3.2 (microbiological analysis at least once a year; Part 129's more frequent testing still applies) and 2.4.4.2 (external labs accredited to ISO/IEC 17025); FSSC 22000 2.5.1 (competent laboratories)
Finished product testing (129.80(g))A representative sample of each type of bottled water produced is tested for total coliform at least once a week, with follow-up testing for E. coli if coliforms are found, and for chemical, physical and radiological quality at least once a year. Bottled water containing E. coli is adulterated (165.110(d)).SQF 2.4.4 Product Sampling, Inspection, and Analysis; 2.4.7 Product Release, Mandatory; FSSC 22000 2.5.9 quality control (product release) and 2.5.1
Standard of identity (165.110(a))Defines names such as artesian water, ground water, mineral water (at least 250 parts per million total dissolved solids, with no minerals added), purified water, sparkling bottled water, spring water, sterile water and well water. Bottled water can be an ingredient in beverages such as flavored bottled waters, but FDA treats drinks labeled as containing sparkling water, seltzer water, soda water, tonic water or club soda as soft drinks.SQF 2.3.2.7 (labels accurate and legal) and 2.3.2.9 (finished product specifications); FSSC 22000 2.5.2 product labeling
Quality standard (165.110(b), (c) and (d))Sets allowable levels for microbiological, physical, chemical and radiological quality, such as arsenic 0.010 mg/L, bromate 0.010 mg/L, benzene 0.005 mg/L and lead 0.005 mg/L. Bottled water below the standard must carry a statement of substandard quality, such as "Contains Excessive Bacteria." That statement doesn't cure adulteration: water with a substance at a level injurious to health, or with E. coli, is adulterated whether or not it carries one.SQF 2.3.2.9 (microbiological, chemical and physical limits in your specifications) and 2.4.3 Food Safety Plan, Mandatory; FSSC 22000 ISO 22000 clause 8.5.2 hazard analysis
Records (129.80(h))Records required by Part 129 are kept at the plant for at least two years, along with current source approval certificates.SQF 2.2.3 Records, Mandatory (retention that meets legal requirements, 2.2.3.3); FSSC 22000 documented information
General CGMPs and preventive controls (129.1 and Part 117)Part 129 applies on top of FDA's current good manufacturing practices and preventive controls rule for human food (Part 117). Part 117 has no bottled water exemption, though general exemptions, such as the one for qualified facilities (117.5(a)), can apply.SQF 2.4.1 Food Legislation, Mandatory; FSSC 22000 legal requirements identified in your system (ISO 22000 clause 8.5.1)
State requirementsFDA says it inspects bottled water plants under its general food safety program and has states perform some plant inspections under contract, and that some states require bottled water firms to be licensed annually.SQF 2.4.1 Food Legislation, Mandatory; FSSC 22000 legal requirements identified in your system
IBWA membership (an industry code, not a law)The International Bottled Water Association (IBWA) says members must submit to an annual, unannounced plant inspection by an independent third-party organization for compliance with the IBWA Model Code.Separate from both programs: an SQF or FSSC 22000 certificate isn't an IBWA inspection, and IBWA's Model Code doesn't say GFSI certification counts toward it

Who does the testing: Kiwa ASI doesn't test water or products. Your FDA testing frequencies apply whether or not you're certified, and the five follow-up samples after a positive E. coli result in source water must be analyzed under FDA's laboratory accreditation rule, 21 CFR Part 1, subpart R (129.35(a)(3)(iii)). SQF requires external laboratories accredited to ISO/IEC 17025 or an equivalent standard (2.4.4.2), and FSSC 22000 requires competent laboratories (2.5.1). Bottled water and ice aren't on FDA's Food Traceability List. Sources: 21 CFR Part 129, 21 CFR 165.110, 21 U.S.C. 349, FDA: Bottled Water Everywhere, IBWA, FDA Food Traceability List.

How Do SQF and FSSC 22000 Fit With FDA Rules for Beverages?

SQF and FSSC 22000 certification are voluntary and sit on top of mandatory FDA rules. The table summarizes federal rules that can apply to non-alcoholic beverages and packaged ice, beyond the bottled water rules above. It's a summary, not legal advice: meeting an SQF clause or FSSC 22000 requirement doesn't by itself show that you meet the related rule, and which rules apply depends on your products and processes. An SQF or FSSC 22000 audit isn't a regulatory inspection, and auditors don't inspect on behalf of FDA.

FDA rules for beverages other than bottled water, and where they show up in SQF and FSSC 22000
RuleWhat it coversWhere it shows up in SQF and FSSC 22000
Food facility registration (FDA, 21 CFR 1.225 and 1.230)The owner, operator or agent in charge of a facility that manufactures or processes, packs or holds food for U.S. consumption registers it with FDA, unless an exemption applies, and renews between October 1 and December 31 of every even-numbered year, such as 2026 and 2028.SQF certification isn't FDA registration; SQF 2.4.1 Food Legislation, Mandatory
Current good manufacturing practices and preventive controls (FDA, 21 CFR Part 117)Beverage and packaged ice plants follow FDA's CGMPs (subpart B) and, unless an exemption applies, its hazard analysis and risk-based preventive controls (subpart C). Subparts C and G don't apply to activities subject to the juice HACCP rule (Part 120) at a plant that must comply with it and does, and the low-acid canned food exemption covers only the microbiological hazards regulated under Part 113. FDA regulates packaged ice in interstate commerce as a food made under its CGMPs.SQF 2.4.2 Good Manufacturing Practices and 2.4.3 Food Safety Plan, Mandatory; FSSC 22000 ISO 22000 clause 8.2 (prerequisite programs) and 8.5 (hazard control)
Juice HACCP (FDA, 21 CFR Part 120)Covers juice sold as such or used as an ingredient in beverages. A retail establishment is outside the rule only if it provides juice directly to consumers; one that also sells or distributes juice to other businesses is covered (120.3). The HACCP plan must consistently achieve at least a 5-log reduction of the pertinent microorganism, lasting at least the product's shelf life (120.24). Processors subject to Part 113 or 114, and those using a single thermal step that makes the juice shelf-stable or a thermal concentration process that treats all ingredients, are exempt from the 5-log requirement if the thermal process is in their written hazard analysis; that juice must be processed and packaged in one facility operating under CGMPs. Whoever develops the hazard analysis and HACCP plan, verifies or modifies it, or reviews records needs training in applying HACCP to juice processing at least equivalent to an FDA-recognized standardized curriculum, or equivalent job experience (120.13).SQF FSC 14 (FSC 15 for UHT juice); 2.4.3 and 2.5.1 Validation and Effectiveness, Mandatory; FSSC 22000 ISO 22000 clause 8.5.3 validation
Low-acid canned and aseptic drinks (FDA, 21 CFR Parts 108 and 113)A low-acid food is any food other than an alcoholic beverage with a finished equilibrium pH above 4.6 and a water activity above 0.85 (113.3). A plant that thermally processes low-acid foods in hermetically sealed containers, including aseptic systems, registers the establishment with FDA within 10 days of starting and files its scheduled processes (108.35), and processing runs under the operating supervision of a person who attended a school approved by FDA and satisfactorily completed its course (113.10).SQF FSC 15 or 16; 2.5.1 Validation and Effectiveness, Mandatory; FSSC 22000 ISO 22000 clause 8.5.3
Acidified drinks (FDA, 21 CFR Parts 108 and 114)Acidified foods are low-acid foods to which acids or acid foods are added, with a water activity above 0.85 and a finished equilibrium pH of 4.6 or below (114.3(b)). Acid foods, with a natural pH of 4.6 or below, aren't acidified foods. Also excluded: carbonated beverages; jams, jellies and preserves; acid foods with small amounts of low-acid food that don't significantly change the pH; and foods stored, distributed and retailed under refrigeration. Covered plants register with FDA within 10 days of starting and file their scheduled processes within 60 days of registering and before packing any new product (108.25), and processing runs under the supervision of a person who attended a school approved by FDA and satisfactorily completed its course (114.10).SQF 2.4.3 and 2.5.1, Mandatory; FSSC 22000 ISO 22000 clause 8.5
Juice percentage labeling (FDA, 21 CFR 101.30 and 102.33)A beverage that purports to contain fruit or vegetable juice declares its percentage of juice, such as "Contains __ percent ___ juice" (101.30). If the name of a beverage with more than 0 and less than 100 percent juice uses the word "juice," it must include a qualifying term such as "beverage," "cocktail" or "drink" (102.33(a)).SQF 2.3.2.7 labels accurate and legal; FSSC 22000 2.5.2 product labeling
Major food allergen labeling (FDA, 21 U.S.C. 343(w))Each major food allergen in a packaged food is declared by the name of its food source, in a "Contains" statement or within the ingredient list. Sesame became the ninth major food allergen on January 1, 2023, joining milk, eggs, fish, crustacean shellfish, tree nuts, peanuts, wheat and soybeans.SQF 2.8.1 Allergen Management, Mandatory; FSSC 22000 2.5.6 and 2.5.2
Energy drinks: beverage or dietary supplement (FDA guidance, January 2014)FDA's final guidance says beverages are conventional foods, and that liquid products can be represented as conventional foods because of factors such as their name, packaging, serving size, recommended daily intake and marketing. The classification decides which FDA rules apply.SQF FSC 16 (Food Manufacturing code) for beverages; FSC 31 (SQF Food Safety Code: Dietary Supplements Manufacturing) for supplements
Arsenic and lead in juice (FDA guidance)FDA's final guidance sets an action level of 10 parts per billion (ppb) for inorganic arsenic in single-strength apple juice (June 2023). FDA's 2022 draft guidance proposes lead action levels of 10 ppb for apple juice and 20 ppb for other single-strength juices.SQF 2.3.2.9 (chemical limits in finished product specifications) and 2.4.3; FSSC 22000 ISO 22000 clause 8.5.2
Alcohol beverages (TTB, and FDA 21 CFR 117.5(i))The Alcohol and Tobacco Tax and Trade Bureau (TTB) says that when kombucha reaches 0.5% alcohol or more by volume at any time during production, it must be made on TTB-qualified premises and is subject to TTB regulation, regardless of the finished drink's alcohol content. Part 117 subparts C and G don't apply to alcoholic beverages at a facility that holds the required TTB permit, registration or approval and is registered with FDA; the CGMPs in subpart B still apply.SQF FSC 16; FSSC 22000 category CIV
Food Traceability Rule (FDA, 21 CFR Part 1, Subpart S)No beverage, bottled water or ice is on FDA's Food Traceability List by name, but the rule also covers foods that contain a listed food as an ingredient in the same form, such as fresh. If you receive a listed food, such as fresh-cut fruit, and apply a kill step to it, you keep a record of the kill step and your receiving records for that food, unless you have a written kill-step agreement under 1.1305(d)(6) (1.1305(d)(3)). Congress directed FDA not to enforce the rule before July 20, 2028.SQF 2.6.2 Product Trace, Mandatory; FSSC 22000 ISO 22000 clause 8.3 traceability

Diluted juice beverages: FDA's juice HACCP compliance guide says a plant making a diluted juice beverage from purchased pasteurized concentrate isn't making juice as defined in 21 CFR 120.1(a), but the concentrate must have been made under a HACCP program. PCQI: if your plant is subject to FDA's preventive controls rule (21 CFR Part 117, subpart C), its food safety plan must be prepared or overseen by a preventive controls qualified individual (PCQI). Sources: 21 CFR 1.225, 1.230, 117.5, FDA on packaged ice, Part 120, FDA juice HACCP guide, 113.3, 113.10, 108.35, 108.25, 114.3, 114.10, 101.30, 102.33, 21 U.S.C. 343(w), FDA food allergies, FDA liquid dietary supplement guidance, FDA arsenic in apple juice, FDA lead in juice (draft), TTB kombucha, 1.1305, Food Traceability Rule.

What Does an SQF Audit Cover at a Beverage Plant?

An SQF audit at a beverage plant covers the Module 2 System Elements (the management-system requirements listed below) plus Module 11, the good manufacturing practices module of the Food Manufacturing code. The auditor reviews documents and records, interviews staff, runs a traceability exercise and walks the plant while your lines are running.

Part of the audit can be remote, but at least half must be on-site, and the minimum duration of a certification or recertification audit is two days. Unannounced audits are always fully on-site. Under SQF rules, the auditor must be registered with SQFI for your Food Sector Category. If not, a technical expert can assist a registered auditor, but only if your site accepts and SQFI approves it for that audit. Before we quote, Kiwa ASI checks whether it can meet that rule for each food sector category in your scope, and tells you if it can't. FSSC 22000 audits work differently: a full-system audit on a three-year cycle, with no scores. See the comparison above and how to prepare for an FSSC 22000 audit.

Key Audit Areas for Beverage Plants (Edition 9)

Audit areaBeverage plant focus
2.1 Management CommitmentFood safety culture, primary and substitute SQF Practitioners, management review, complaint handling
2.3 Specifications, Formulations, Realization, and Supplier ApprovalSpecifications for water treatment chemicals, CO2, concentrates, bottles and closures, with food-contact packaging meeting regulatory requirements (2.3.2.6); approved suppliers (2.3.4)
2.4 Food Safety SystemFood law for each product, including FDA's bottled water rules (2.4.1); HACCP-based food safety plans (2.4.3); product sampling and testing (2.4.4); environmental monitoring (2.4.8)
2.5 SQF System VerificationValidation of water treatment, pasteurization, hot fill and other kill steps (2.5.1); corrective action; internal audits
2.6 Product Traceability and Crisis ManagementStart-up and changeover checks with label reconciliation (2.6.1.2); trace one step forward and one step back (2.6.2); recall plans (2.6.3)
2.7 Food Defense and Food FraudThreat and vulnerability assessments covering tanks, syrup rooms and high-value ingredients (2.7.1, 2.7.2)
2.8 Allergen ManagementAllergen risk analysis and changeover controls where milk, soy or tree nuts share lines (2.8.1)
11.5 Water, Ice, and Air SupplyWater source, treatment and quality, ice, and CO2 and compressed air that contact product (11.5.1–11.5.5)
11.2.5, 11.7.3 and 11.7.4 Cleaning and Foreign MatterCIP parameters, pre-operational inspections, glass and breakage control, foreign object detection

Scoring and Ratings (Edition 9)

Every audit starts at 100 points. Each minor non-conformance deducts 1 point, each major 5 and a critical 50.

RatingScoreOutcome
E – Excellent96–100Certified; recertification every 12 months
G – Good86–95Certified; recertification every 12 months
C – Complies70–85Certified; 6-month surveillance audit
F – Fails to Comply0–69Not certified (initial audit); suspended (recertification)

Edition 10 (no earlier than 2027): SQFI labels some clauses Core Clauses. A minor finding against a Core Clause deducts 2 points and a major 7; other findings stay at 1 and 5. Ratings become Certified (80–100) or Certified with Surveillance (70–79). A score below 70 fails an initial audit. At a recertification audit, a score below 70 counts as a failed audit (rated Certified with Unannounced Surveillance): the certificate is suspended at once, reissued only after a successful site visit, and followed by a six-month unannounced surveillance audit. Corrective actions get 40 days.

Non-Conformance Categories

  • Minor−1 point

    An infrequent lapse that doesn't compromise safety, such as a missed sign-off on a cleaning record.

  • Major−5 points

    A system failure or serious deviation that shows a safety risk, such as water treatment monitoring that wasn't recorded.

  • Critical−50 points

    A breakdown of control at a critical control point (CCP), prerequisite program or other process step that is likely to cause a significant public health risk, or systemic falsification of food safety records. Fails an initial audit and suspends an existing certificate.

Corrective actions: close out every minor and major non-conformance, with a root cause analysis, within 30 calendar days of the audit (40 days under Edition 10). Your certification body can allow more time, such as for structural repairs or equipment lead times, when there's no immediate threat to product safety and you put temporary controls in place. At least one recertification audit every three years is unannounced.

New to SQF or Switching Certification Bodies?

New sites build an SQF system, register with SQFI and book an initial certification audit. Certified sites can move their SQF certificate to another SQFI-licensed certification body without starting over: under Edition 9 Part A (15.3) of the SQF Food Safety Code: Food Manufacturing, you can change after one certification cycle (the annual period between certification audits), once all non-conformances are closed, as long as the certificate isn't suspended or under threat of suspension or withdrawal. Here's how the two paths compare.

New to SQF vs. switching your SQF certification body to Kiwa ASI
TopicNew to SQFSwitching to Kiwa ASI
Starting pointBuild a HACCP-based SQF system, prerequisite programs and recordsKeep your current SQF system, certificate and Practitioners
When you can startAny time; allow time to build the system plus at least 90 days of records before the auditUnder Edition 9, after one certification cycle (the annual period between certification audits), with all non-conformances closed and the certificate not suspended or under threat of suspension
SQFI registrationRegister the site in the SQFI assessment database and pay the annual fee ($650 for the Food Manufacturing code, capped at $800 for two or more codes)Your site is already registered. Your certification number and recertification date move with you
What Kiwa ASI reviews firstEvery product and food sector category you make, lines, water sources and treatment, HACCP plans, production schedule and shiftsCurrent certificate, last recertification and any surveillance reports, open non-conformances, complaints and where you are in the certification cycle
Your auditOne initial certification audit (at least two days, at least half on-site)Your next audit falls in your existing window, 30 days either side of the anniversary
Unannounced auditsUnder Edition 9, the first three-year cycle starts at your initial certification audit; under Edition 10, at your first recertification auditYour unannounced audit schedule doesn't change when you change certification bodies
Surveillance auditsOnly if you score C (70–85)If a surveillance audit is due, change after it is done (or with SQFI Compliance approval)
Your existing certificateNot applicableStays valid until its expected expiration date while your next recertification audit is completed in your normal window

Edition 10 changes the timing. Once Edition 10 applies, the one-cycle wait goes away: a site can switch once its certificate is issued and before its next audit window opens, as long as all non-conformances are closed, no surveillance audit is pending, and the certificate isn't suspended or under threat of suspension or withdrawal. The new certification body must also confirm the date of your last unannounced audit. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, so ask about our Edition 10 status before you plan an Edition 10 transfer. Ready to switch? Request a transfer quote and include your current certificate and last audit report.

Switching FSSC 22000? A valid, accredited FSSC 22000 certificate can be transferred; expired or suspended certificates can't. The Kiwa group certification body that issues FSSC 22000 certificates carries out a pre-transfer review of your certificate, last audit report and open nonconformities, sometimes with a site visit, and the transfer must be completed before the certificate expires.

SQF Codes and Audit Checklists for Beverage Plants

Free SQF Edition 9 code PDF and Excel audit checklist for the Food Manufacturing code, which covers FSC 16 beverages, bottled water and ice, FSC 14 juices and FSC 15 aseptic and UHT products. Edition 10 codes are in the SQFI library of codes, and FSSC 22000 scheme documents are free from Foundation FSSC.

Food Safety CodeCode (PDF)Audit checklist (Excel)
Food Manufacturing Download code: Food Manufacturing (PDF, 1.6 MB) Download checklist: Food Manufacturing (Excel, 178 KB)

How Much Does SQF Certification Cost for Beverage Plants?

First-year SQF cost for a beverage, bottled water or packaged ice plant can range from about $6,000 for a small, well-prepared site to $25,000 or more for a larger plant that needs outside help and facility upgrades. These are estimates only; your audit fee depends on the audit duration your certification body calculates. More product types and food sector categories, separate HACCP plans for different processes (such as hot fill and cold fill), and multiple lines and shifts all add audit time. Budget across five areas:

  • $4,500 – $9,000+

    Certification Audit Fee

    Paid to your certification body. Driven by site size, number of HACCP plans and product lines, shifts and travel.

  • $650 – $800 / year

    SQFI Site Registration

    Paid to SQFI each year: $650 for the Food Manufacturing code, capped at $800 if you hold two or more codes.

  • $700 – $2,500+

    Training

    HACCP training from any qualifying provider for any SQF Practitioner not yet trained, plus other food safety courses for the team as needed.

  • Varies

    Consulting (Optional)

    Some sites hire an SQF consultant for gap assessments or documentation support. Consulting isn't required for certification.

  • Varies

    Facility Improvements

    Water treatment and monitoring upgrades, glass and breakage controls, CIP improvements, or other upgrades you choose to close gaps or audit findings.

When you switch certification bodies, you keep your SQF system, SQFI site registration, certification number and recertification date, so there's nothing new to register with SQFI; your annual SQFI fee and audit fee still apply. Request a quote for audit pricing for your plant.

FSSC 22000 costs are driven mainly by audit time: the basic time from ISO 22003-1 (employees and HACCP studies) plus 1.0–1.5 days for the FSSC 22000 additional requirements. Foundation FSSC charges certification bodies €330 per audit report in 2026; ask whether your audit quote includes it. See FSSC 22000 certification cost.

How Do Beverage and Bottled Water Plants Get SQF Certified?

A beverage or bottled water plant gets SQF certified by confirming the food sector category for everything it makes, registering with SQFI, building and running a HACCP-based food safety system, and passing a certification audit by an SQFI-licensed certification body. A first-time plant goes through ten steps. Timing depends on how much of your system already exists and how long you've kept records (step 5). Sites already SQF certified can skip to step 6 and transfer at their next recertification. FSSC 22000 uses Stage 1 and Stage 2 audits instead; see how to get FSSC 22000 certified.

  1. Step 1: Confirm Your FSC and Code

    List every product and confirm its food sector category: FSC 16 for bottled water, soft drinks, liquid tea and coffee, energy drinks and ice; FSC 14 for juices; FSC 15 for UHT and retorted products; FSC 10 for dairy drinks. All use the Food Manufacturing code (Module 11). Download the code and checklist.

  2. Step 2: Register With SQFI

    Register the site in the SQFI assessment database and pay the annual fee. You must be registered before your initial certification audit starts, and stay registered to keep your certificate valid.

  3. Step 3: Appoint SQF Practitioners

    Name a primary and a substitute Practitioner, both employed by the site, HACCP-trained and competent to maintain your food safety plans.

  4. Step 4: Build the Food Safety System

    Write HACCP-based food safety plans for each product or process, plus water supply and treatment, cleaning and CIP, glass and foreign matter, allergen, label control, supplier approval, traceability and environmental monitoring programs, aligned with your FDA requirements, including the bottled water rules if they apply.

  5. Step 5: Implement and Keep Records

    Run the system and build records. SQFI recommends at least 90 days of records before the certification audit.

  6. Step 6: Choose Your Certification Body

    Choose an SQFI-licensed, accredited certification body. Kiwa ASI first checks whether it can audit your food sector categories, then confirms your audit scope, quotes, and plans announced audits for when your main processes are operating.

  7. Step 7: Internal Audit and Mock Recall

    Audit every element, run a traceability exercise from water source, ingredient and packaging lots to finished-product lots, and hold a management review.

  8. Step 8: Complete the Certification Audit

    One audit of documents, records and the plant while it is running: at least two days, with at least half of the time on-site.

  9. Step 9: Close Out Corrective Actions

    Fix each non-conformance with a root cause analysis within 30 days (40 days under Edition 10).

  10. Step 10: Certify and Recertify Every 12 Months

    Your certificate is listed in the SQFI database. Recertify within 30 days either side of the anniversary, with an unannounced audit at least once every three years.

Optional HACCP, SQF and PCQI Training From ASI Training and Consulting

Live virtual courses from ASI Training and Consulting, LLC, which operates separately from the certification body, taught by experienced food safety trainers. Taking a course is optional and has no effect on your audit outcome. SQF Practitioners must complete HACCP training that lasts at least two days and is assessed (Part A, Step 2.1), from any provider that meets that requirement.

HACCP Training

HACCP Certification Training

Develop, implement and maintain a HACCP plan based on Codex Alimentarius principles. This general course is accredited by the International HACCP Alliance. It isn't designed to meet the juice HACCP training requirement (21 CFR 120.13), which calls for training at least equivalent to an FDA-recognized juice HACCP curriculum, or equivalent job experience, for whoever develops, verifies or modifies a juice HACCP plan or reviews its records.

16 contact hours · 4 half-days · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$695 per seat
FDA Preventive Controls

PCQI 2.0 Training

The Food Safety Preventive Controls Alliance (FSPCA) Preventive Controls for Human Food curriculum (Version 2.0) for the person who prepares or oversees your FDA food safety plan.

5 half-days · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$899 per seat
Allergen Control

Allergen Management Training

Build and run an allergen management program: allergen risk assessment, cross-contact prevention, labeling and verification.

4 hours · Live virtual · Instructor-led

Upcoming dates$300 per seat

Next date to be announced. Ask about upcoming dates

SQF Edition 10

Edition 10 SQF Conversion Course

Half-day workshop for current SQF Practitioners: what changed from Edition 9 and a 30-day implementation roadmap.

4 contact hours · Half day · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$325 per seat

Why Choose Kiwa ASI for Beverage Certification?

Kiwa ASI is an SQFI-licensed certification body, ANAB-accredited for the SQF Edition 9 Food Manufacturing code. FSSC 22000 certificates are issued through the Kiwa group, SQF transfers are handled under SQF rules, and announced audits are planned for when your lines are running.

  • Accredited

    Accredited for SQF Edition 9 Codes

    ASI Food Safety, LLC is licensed by SQFI and accredited by ANAB to ISO/IEC 17065 for the SQF Food Safety Code: Food Manufacturing (Edition 9), among other SQF codes.

  • FSSC 22000

    FSSC 22000 Through the Kiwa Group

    Kiwa ASI delivers FSSC 22000 certification in the United States as part of the Kiwa group. Certificates are issued by a Kiwa group certification body licensed by Foundation FSSC and accredited to ISO/IEC 17021-1 and ISO 22003-1.

  • Switching

    Certification Body Transfers

    Under SQF rules, your certification number, recertification date and unannounced audit schedule carry over. We complete SQFI's required transfer review up front: your current certificate, your food sector category and scope, your last audit reports and open non-conformances, complaints, and where you are in the certification cycle.

  • Scheduling

    Audits While You're Running

    Announced audits are scheduled with you for when your main processes are operating, as SQF requires, so the auditor can see your filling lines running. Kiwa ASI sets unannounced audit dates, without notice, within your 60-day recertification window (30 days either side of the anniversary). Send any blackout dates, with reasons, at least one month before that window (2.1.1.8).

  • Impartiality

    Training Kept Separate

    Training comes from ASI Training and Consulting, LLC, independently of the certification body. It's optional and has no effect on your audit outcome.

  • Partnership

    Global Kiwa Network

    Part of Kiwa, an international testing, inspection and certification group. Kiwa ASI audits and issues SQF certificates; it doesn't test water or products.

Frequently Asked Questions About SQF and FSSC 22000 for Beverages

Should a beverage plant choose SQF or FSSC 22000?

Choose a program your customers accept, because each customer decides which programs it takes. Both are GFSI-recognized, and both cover water, cleaning, glass and foreign matter, kill steps, allergens, labeling, food defense and food fraud. They differ in how the audit works, how findings are scored and who issues the certificate: SQF is a food safety code with a 100-point audit score and a recertification audit every 12 months, while FSSC 22000 is a management system scheme built on ISO 22000, with a three-year certificate, annual surveillance audits and no scores. Through Kiwa, SQF certificates come from Kiwa ASI, and FSSC 22000 certificates from a Kiwa group certification body licensed by Foundation FSSC.

Can one plant hold both SQF and FSSC 22000 certificates?

Yes. They're separate programs with separate audits and certificates, so a plant can hold both if different customers ask for different programs.

Which SQF and FSSC 22000 categories cover bottled water?

SQF FSC 16 and FSSC 22000 category CIV. In SQF, bottled water falls under FSC 16: Ice, Drink, and Beverage Processing, which lists carbonated and non-carbonated waters and mineral water, under the SQF Food Safety Code: Food Manufacturing. In FSSC 22000, it falls under category CIV, processing of ambient stable products, which names drinking water.

Are juices and dairy drinks in the same category as other beverages?

No. In SQF, fresh and pasteurized juices are FSC 14, UHT juice is FSC 15, and dairy drinks are FSC 10 (UHT milk products FSC 15). In FSSC 22000, fresh juices are CII and chilled dairy drinks CI, while shelf-stable versions are CIV. Juice plants also follow FDA's juice HACCP rule (21 CFR Part 120).

Is packaged ice covered by SQF and FSSC 22000?

Yes, in different categories. SQF lists ice under FSC 16, while FSSC 22000 puts frozen water-based products such as ice in CII. FDA regulates packaged ice in interstate commerce as a food that must be made under its current good manufacturing practices.

Is SQF or FSSC 22000 certification required for bottled water?

No federal law requires either one. Bottled water plants must meet FDA's rules, including 21 CFR Parts 117 and 129 and the standard of identity and quality in 21 CFR 165.110, whether or not they're certified, and FDA says some states require bottled water firms to be licensed annually. Certification is voluntary, though buyers may ask for GFSI-recognized certification.

Is SQF or FSSC 22000 certification the same as a state bottled water license?

No. FDA says some states require bottled water firms to be licensed annually, and that it has states perform some bottled water plant inspections under contract. SQF and FSSC 22000 certification is voluntary, and an audit isn't a regulatory inspection or a substitute for any license your state requires.

Does SQF or FSSC 22000 certification replace an IBWA inspection?

No. The International Bottled Water Association (IBWA) says its members must submit to an annual, unannounced plant inspection by an independent third-party organization for compliance with the IBWA Model Code, and its Model Code doesn't say GFSI certification counts toward that inspection. Kiwa ASI doesn't carry out IBWA inspections.

How often must bottled water be tested under FDA rules?

Finished product: at least once a week for total coliform for each type of bottled water produced, and at least once a year for chemical, physical and radiological quality (21 CFR 129.80(g)). Source water: at least once a year for chemical contaminants and once every four years for radiological contaminants, plus weekly total coliform testing for sources other than a public water system (21 CFR 129.35(a)(3)). Plants using a public water system may substitute the system's results or compliance certificates, and other plants may reduce source testing under a documented state-issued waiver (129.35(a)(4)). Any coliform found means follow-up testing for E. coli, and test records are kept for at least two years.

What does an auditor check at a bottled water plant?

Your water, from source to finished bottle, and the records behind it. In an SQF audit, that includes water supply, treatment and quality (11.5): potable water from a known clean source, backflow testing at least once a year where possible, treatment monitoring and residue checks, and microbiological analysis at least once a year. The auditor also looks at records such as source approval certificates and water test results, label checks for the water's identity, such as spring or mineral water, and glass breakage controls. FSSC 22000 covers water supply through its prerequisite programs. An audit isn't an FDA inspection, and certification isn't FDA approval.

Is sparkling water or seltzer "bottled water"?

Not unless it meets FDA's definition of sparkling bottled water. FDA says drinks labeled as containing sparkling water, seltzer water, soda water, tonic water or club soda are soft drinks. "Sparkling bottled water" is a separate defined name for water that, after treatment and possible replacement of carbon dioxide, has the same amount of carbon dioxide it had at the source (21 CFR 165.110(a)(2)(v)). Both are FSC 16 in SQF.

Does Kiwa ASI test our water or products?

No. Kiwa ASI audits and certifies; it doesn't provide laboratory testing. SQF requires external testing to be done by laboratories accredited to ISO/IEC 17025 or an equivalent standard (2.4.4.2), FSSC 22000 requires competent laboratories (2.5.1), and your FDA testing frequencies apply whether or not you're certified. The auditor reviews your results as part of the audit.

Do juice processors need juice HACCP as well as SQF or FSSC 22000?

Yes, if Part 120 applies to your product. Certification doesn't replace FDA's juice HACCP rule, which covers juice sold as such or used as an ingredient in beverages (21 CFR 120.1(a)). The HACCP plan must achieve at least a 5-log reduction of the pertinent microorganism, with exemptions such as juice made under the low-acid canned or acidified food rules, and whoever develops the hazard analysis and HACCP plan, verifies or modifies it, or reviews its records needs training in applying HACCP to juice processing at least equivalent to an FDA-recognized standardized curriculum, or equivalent job experience (120.13). At a plant that must comply with Part 120 and does, those activities are exempt from Part 117's preventive controls and supply-chain program requirements (subparts C and G); its current good manufacturing practices still apply.

Do canned, aseptic or retorted drinks need an FDA process filing?

If they're low-acid or acidified foods, yes. A low-acid food has a finished equilibrium pH above 4.6 and a water activity above 0.85 (alcoholic beverages are excluded). A plant that thermally processes low-acid foods in hermetically sealed containers, including aseptic systems, registers with FDA within 10 days of starting and files its scheduled processes, under 21 CFR 108.35 and Part 113. A plant making acidified foods also registers and files a scheduled process for each acidified food in each container size (21 CFR 108.25 and Part 114), but carbonated beverages and foods stored, distributed and retailed under refrigeration aren't acidified foods (114.3(b)). In SQF, retorted and UHT products are FSC 15.

Does FDA's preventive controls rule apply to beverage plants?

Yes, unless an exemption applies. Beverage, bottled water and packaged ice plants follow FDA's current good manufacturing practices (21 CFR Part 117, subpart B) and its hazard analysis and risk-based preventive controls (subpart C). Juice activities covered by Part 120 are exempt from subparts C and G at a plant that complies with Part 120, and activities subject to Part 113, at a plant that must comply with Part 113 and does, are exempt from them only for the microbiological hazards Part 113 regulates. Part 117 has no bottled water exemption.

When is kombucha regulated as an alcohol beverage?

When it reaches 0.5% alcohol by volume or more at any point in production. The Alcohol and Tobacco Tax and Trade Bureau (TTB) says kombucha that reaches 0.5% alcohol or more by volume at any time during production must be made on TTB-qualified premises and is subject to TTB regulation, even if the finished drink is below 0.5%. If it stays below 0.5% throughout production, it's a non-alcoholic beverage regulated by FDA; above that, FDA's current good manufacturing practices (21 CFR Part 117, subpart B) still apply (117.5(i)). In SQF, both fall under FSC 16.

Do large beverage brands require SQF or FSSC 22000?

It depends on the company, so ask your customer. As published examples, The Coca-Cola Company says its operating requirements require its manufacturing facilities to implement FSSC 22000 (Coca-Cola), and PepsiCo says it expects its ingredient suppliers to achieve certification to a GFSI-recognized standard or demonstrate equivalence through a PepsiCo pre-approval audit scheme (PepsiCo). Requirements for co-packers and suppliers can differ from those statements.

What does an SQF auditor look for on a glass bottling line?

How you keep glass out of processing areas and manage breakage. Glass and similar materials aren't permitted in food processing and contact zones, except as product packaging, glass dial covers on measuring instruments, or MIG thermometers required by regulation, and any glass that's required there must be listed in a glass inventory with its location and condition (11.7.3.2). The auditor looks for regular inspections, inspection of glass instrument covers at the start of each shift, and isolating, cleaning, inspecting and clearing any breakage area before production restarts (11.7.3.3–11.7.3.5). FSSC 22000 also requires procedures for managing breakages and a risk assessment for foreign body detection equipment (2.5.11).

Do beverage plants need an environmental monitoring program?

Yes, in both programs. SQF requires a risk-based environmental monitoring program for all food manufacturing processes, with a sampling and testing schedule and trending of results (2.4.8). FSSC 22000 requires a risk-based program for pathogens, spoilage and indicator organisms, with trend analysis and at least an annual review, for food manufacturing (2.5.7).

How does Kiwa ASI deliver FSSC 22000 certification?

Kiwa ASI delivers FSSC 22000 certification in the United States as part of the Kiwa group. Certificates are issued by a Kiwa group certification body licensed by Foundation FSSC and accredited to ISO/IEC 17021-1 and ISO 22003-1. Training is delivered separately from certification. For the scheme in full, see our FSSC 22000 certification page.

Is Kiwa ASI accredited to certify beverage plants?

For SQF, Kiwa ASI is accredited for the code beverage plants use. ASI Food Safety, LLC (Kiwa ASI) is licensed by SQFI and accredited by ANAB (accreditation ID 1222) to ISO/IEC 17065 for specific SQF Edition 9 codes, including the SQF Food Safety Code: Food Manufacturing, which SQF uses for FSC 16 beverages, bottled water and ice. ANAB's listing names codes, not food sector categories, so accreditation alone doesn't confirm we can audit your category: SQF rules require an auditor registered with SQFI for your food sector category, or a registered auditor assisted by an SQFI-approved technical expert, and before we quote, we check whether we can meet that rule and tell you if we can't. For FSSC 22000, certificates are issued by a Kiwa group certification body licensed by Foundation FSSC.

How often is a beverage plant audited under FSSC 22000?

Every calendar year. An FSSC 22000 certificate lasts three years, with a surveillance audit every calendar year and a recertification audit before it expires, and at least one surveillance audit in each three-year cycle is unannounced. A full audit takes at least 2 days (1.5 days for some very small sites), and there are no grades or scores. Through Kiwa, certificates are issued by a Kiwa group certification body licensed by Foundation FSSC.

How often are SQF beverage plants audited?

Every 12 months. Recertification audits fall within 30 days either side of the anniversary of the last day of your initial certification audit. Sites rated C – Complies (70–85) under Edition 9 also get a surveillance audit at six months, and at least one recertification audit every three years is unannounced and fully on-site.

Which SQF edition will our audit use?

Edition 9, for now. SQF audits use Edition 9 until Edition 10 audits begin, which SQFI says will be no earlier than January 2, 2027, depending on GFSI benchmarking. GFSI opened its public consultation on Edition 10 on September 29, 2026. A single audit won't mix requirements from both editions, and a surveillance audit that follows an Edition 9 audit stays on Edition 9, even if it falls after Edition 10 audits begin. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, so ask which edition your first audit will use, and about our Edition 10 status, when you request a quote.

Can we switch our SQF certification body to Kiwa ASI?

Yes, if we can meet SQF's auditor registration rule for your food sector categories, which we check before we quote. Under Edition 9, you can change to another SQFI-licensed certification body after one certification cycle (the annual period between certification audits), once all non-conformances are closed, as long as the certificate isn't suspended or under threat of suspension or withdrawal. If a surveillance audit is due, change after it. Your certification number, recertification date and unannounced audit schedule carry over, and your current certificate stays valid until it expires. Once Edition 10 applies (no earlier than January 2, 2027), you can switch after your certificate is issued and before your next audit window opens. Kiwa ASI's ANAB accreditation currently covers specific SQF Edition 9 codes, so ask us about Edition 10 status before you plan an Edition 10 transfer. Send your current certificate and your last recertification and surveillance audit reports.

How long does it take to get a beverage or bottled water plant SQF certified?

Plan on at least four to five months from the day your system starts producing records, and longer if you're building it from scratch. SQFI recommends at least 90 days of records before the certification audit, the audit takes at least two days, non-conformances must be closed within 30 days, and SQF gives the certification body up to 45 days after the audit to make its certification decision. The biggest variables are whether a HACCP plan and environmental monitoring program already exist.

How much does SQF certification cost for a beverage plant?

First-year cost can range from about $6,000 for a small, well-prepared site to $25,000 or more for a larger plant that needs outside help and upgrades. These are estimates only; your audit fee depends on the audit duration your certification body calculates. The first-year total includes the audit fee (roughly $4,500–$9,000+), SQFI registration ($650 for the Food Manufacturing code, capped at $800 for two or more codes), training, any outside help and any facility upgrades.

What score do you need to pass an SQF audit?

70 out of 100 under Edition 9, with no non-conformances left outstanding. Every audit starts at 100 points; each minor non-conformance deducts 1 point, each major 5 and each critical 50. A score of 70–85 (C – Complies) adds a six-month surveillance audit, and a score below 70 or any critical non-conformance fails an initial audit.

Ready to certify your beverage or bottled water plant, or switch certification bodies?

Tell us your products, lines, the program you need and your current certification body. We'll check whether your scope can be covered, then confirm it, quote your audit and plan announced audits for when your main processes are running.

Accreditation & Trust

ASI Food Safety, LLC is licensed by SQFI and accredited by ANAB to ISO/IEC 17065 for specific SQF Edition 9.0 codes, including Food Manufacturing. FSSC 22000 certificates are issued by a Kiwa group certification body licensed by Foundation FSSC and accredited to ISO/IEC 17021-1 and ISO 22003-1. Training is offered by ASI Training and Consulting, LLC, a separate company from our accredited certification body, ASI Food Safety, LLC, to safeguard against conflicts of interest, and has no effect on certification decisions.