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Supplier Approval and Auditing: Building a Risk-Based Program

Module 2 of the free Food Safety Academy 2026 webinar series: a practical roadmap for building a supplier program that satisfies SQF requirements while staying efficient and effective for your operation. This webinar has already aired; watch the full recording on this page.

  • Free Webinar
  • Module 2 of 6
  • Full Recording
  • 59 Minutes

Last updated October 8, 2026

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  • 60 minutes, live online
  • Module 6: SQF Edition 10 Final Audit Prep
  • What auditors will look for in 2027
  • Free to attend

Module 2 aired April 15, 2026; watch its recording on this page. You'll complete registration for Module 6 on its webinar page.

Watch the Webinar Recording

Recorded live on April 15, 2026 and presented by Harmeet Kaur, Director of Training & Consulting Services at Kiwa ASI. Running time: 59 minutes. Free to watch, no registration needed.

About This Free Webinar

Your facility is only as safe as your weakest supplier. In an era of complex global supply chains, managing supplier risk is critical to protecting your brand and maintaining compliance. This session gave attendees a practical roadmap for building a supplier program that satisfies SQF requirements while being efficient and effective for their operation.

Watch the full recording.

Module 2 aired live on April 15, 2026, 12:00–1:00 PM CT. Watch the 59-minute recording at the top of this page. The series continues with Module 6, SQF Edition 10 Final Audit Prep, on December 2, 2026. Register free.

  • Live Online Webinar

    Held April 15, 2026, 12:00–1:00 PM CT.

  • Module 2 of 6

    Food Safety Academy 2026, a free series on SQF Edition 10, supplier management and compliance.

  • Free to Attend

    Every webinar in the series is free.

  • Built for SQF Sites

    For teams that approve, audit and monitor suppliers under SQF.

Key Topics Covered

Eight parts of a supplier program that holds up at audit time.

  • SQF Supplier Approval Requirements

    What SQF requires for supplier approval, monitoring and verification.

  • Risk-Based Supplier Categorization

    How to classify suppliers by risk level and determine appropriate controls.

  • Supplier Approval Process

    A step-by-step procedure from initial screening to ongoing monitoring.

  • Certificate vs. Audit Requirements

    When GFSI certification is sufficient and when you need more.

  • Conducting Effective Supplier Audits

    What to look for, how to document and how to evaluate findings.

  • Supplier Performance Monitoring

    KPIs, scorecards and metrics that predict problems before they happen.

  • Managing Non-Conformances

    How to handle supplier issues and when to end a supplier relationship.

  • Documentation and Records

    Building an audit-ready supplier file system.

What SQF Expects From Your Approved Supplier Program

The Approved Supplier Program is a mandatory element of the SQF Code (2.3.4 in the manufacturing codes). SQFI defines an approved supplier as one your site has assessed and approved, based on risk, as capable of meeting your food safety and quality requirements for the goods and services it supplies.

  • Scope

    Every Incoming Input

    Materials, ingredients, packaging, products for resale and services all fall under the program, so each one meets its specification and is safe.

  • Procedure

    A Documented Method

    Document how you select, evaluate, approve and monitor suppliers, by supplier, supplier group or another categorization you define.

  • Approval

    Risk-Based Assessment

    Depending on risk, supplier knowledge and history, approval can rest on a good supply history, sourcing from certified suppliers such as SQF-certified sites, or auditing the supplier yourself.

  • Monitoring

    Ongoing Monitoring

    Monitor supplier performance against the specifications they're contracted to deliver, including any testing that shows conformance.

  • Exceptions

    Emergency Supplies Only

    Materials from non-approved suppliers are accepted only in an emergency, and are inspected or analyzed before use (2.3.4.4).

  • Accountability

    Inputs You Don't Choose

    Where corporate or a customer selects an input, your site must still show how it ensures that input is safe to receive, store and handle.

Records an SQF auditor may review include the approved supplier program, the approved supplier list, testing records, certificates of analysis, supplier audit reports and certificates, complaints, purchase records and your risk assessment process. Source: SQFI, Approved Supplier Program, Edition 9 Guidance Document.

Who Should Attend?

The people who approve, audit, buy from or answer for your suppliers.

  • Purchasing Managers

    Purchasing

    The people who choose suppliers and place the orders.

  • Quality Assurance Teams

    Quality

    QA staff who keep supplier files, specifications and certificates.

  • Food Safety Professionals

    Food safety

    The people who own the SQF system and its supplier requirements.

  • Supplier Quality Engineers

    Supplier quality

    Staff who audit suppliers and manage their performance.

  • Operations Managers

    Operations

    Managers responsible for ingredient or packaging procurement.

The Food Safety Academy 2026 Webinar Series

Six free, live online webinars on SQF Edition 10, supplier management and compliance. See all free webinars.

Related Training

Live online courses from Kiwa ASI for the people who manage suppliers.

PCQI

PCQI Certification Training

The FSPCA Preventive Controls for Human Food V2.0 course, including the supply-chain program FDA requires when a supplier controls a hazard.

FSPCA V2.0 · 5 half-days · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$899 per seat

Dates on request. Ask about upcoming dates

FSPCA · Importers

FSPCA FSVP Training

The FSPCA Foreign Supplier Verification Programs course for U.S. food importers, live online.

Live virtual · instructor-led

Upcoming dates$795 per seat

Dates on request. Ask about upcoming dates

SQF Edition 10

Implementing SQF Systems

SQFI's course for SQF Practitioners, covering the whole Code, including the Approved Supplier Program.

16 contact hours · 4 half-days · Live via Zoom · 8:30 AM–12:30 PM CT

Upcoming dates$795 per seat

Frequently Asked Questions About Supplier Approval

What did this webinar cover?

How to build a risk-based supplier program that satisfies SQF: supplier approval requirements, risk-based categorization, the approval process, when a certificate is enough and when you need an audit, conducting supplier audits, performance monitoring, managing non-conformances and building an audit-ready supplier file.

When was this webinar held?

April 15, 2026, 12:00–1:00 PM CT, live online. It was Module 2 of the free Food Safety Academy 2026 webinar series.

Is there a recording of this webinar?

Yes. Watch the full 59-minute recording at the top of this page. It's free, and no registration is needed.

Who presented this webinar?

Harmeet Kaur, Director of Training & Consulting Services at Kiwa ASI.

Are the Food Safety Academy webinars free?

Yes. Every webinar in the Food Safety Academy 2026 series is free to attend.

What does SQF require for supplier approval?

The Approved Supplier Program is a mandatory SQF element (2.3.4 in the manufacturing codes). You document how you select, evaluate, approve and monitor suppliers of materials, packaging and services, base approval on risk, monitor performance against specifications, and accept materials from non-approved suppliers only in an emergency, after inspection or analysis. See what SQF expects.

Is a supplier's GFSI certificate enough to approve them?

It can be. SQFI's guidance says supplier assessment should be risk-based and may be as simple as a good supply history or sourcing from certified suppliers, or may mean auditing the supplier yourself, depending on risk, supplier knowledge and past history.

Does FDA require a supplier program?

Under FDA's Preventive Controls for Human Food rule, a facility needs a risk-based supply-chain program when its hazard analysis identifies a hazard that a supplier controls before the material is received. The program covers approving suppliers and verifying them, for example with onsite audits, sampling and testing, or review of supplier records. See 21 CFR Part 117, Subpart G.

What's the next free webinar?

Module 6, SQF Edition 10 Final Audit Prep: What Auditors Will Be Looking For in 2027, on December 2, 2026, 12:00–1:00 PM CT. Register on the Module 6 page.

Can Kiwa ASI audit our suppliers?

Yes. Kiwa ASI offers supplier audits. Email US.Info@kiwa-asi.com or call 1 (800) 477-0778 to talk through what you need.

Ready for the next free webinar?

Register free for Module 6, SQF Edition 10 Final Audit Prep, on December 2, 2026, or ask about private training for your purchasing and QA teams.

Training & Trust

Training is delivered by ASI Training and Consulting, LLC, separately from our accredited certification body, ASI Food Safety, LLC, to safeguard against conflicts of interest. For private training, email US.Info@kiwa-asi.com.